AML & financial-crime platform for banks and exchanges

Context

Banks and foreign-exchange businesses must screen customers and transactions against sanctions and watch lists, and catch suspicious activity as it happens, under strict regulatory scrutiny.

Challenge

Deliver multiple compliance capabilities as one implementation, aligned with each customer’s regulators, data and existing systems, with real-time decisions that can block a transaction before it settles.

What I did

1. Led implementations covering list management, customer and transaction screening, and live transaction monitoring.
2. Translated customer and regulatory requirements into implementation plans with product and engineering.
3. Coordinated product, engineering, customer and compliance stakeholders, managing delivery risks and escalations.
4. Planned the international rollout across about 11 countries for an exchange customer.

Outcome

Banks and exchanges get screening, monitoring and blocking in one platform, live and auditable.